Where : Phoenix building, Boulevard du Roi Albert II – Koning Albert II-laan 19, 1210 Brussels
How to become and stay licensed in Belgium ?
A ½ day classroom to maximize the efficiency of your company in obtaining or keeping a license in Belgium
In half a day, you’ll learn what are the most important points to obtain and/or to keep a license for regulated services in Belgium. What is the logic and philosophy behind the licenses ? What are the hurdles and pitfalls ? How to increase the efficiency in the compliance function ?What could be the evolution of the compliance in our industry ?
For whom : This classroom is for startups and scaleups who plan to apply for a license or who want to increase their compliance efficiency.
13:30 – Introduction
Offering regulated services/products and becoming licensed:
- Understanding the regulatory perimeter
- Building blocks of a license file
- Hurdles and pitfalls
The challenge of compliance
- Why be compliant?
- The changing role
of compliance and supervisory expectations
- An efficient and
effective compliance function
Development of the regulatory landscape:
- Key events and
What to expect
End on 17:00
Caroline focuses on regulatory & compliance advisory services for FSI.
This includes specialised services in the area of regulatory risk & strategy as well as compliance governance & organisation (regulatory watch, implementation of new requirements, compliance control & monitoring,…), combined with an in depth experience in conduct of business, products & services regulation (MiFID, IMD, PRIPs, AML, MAD, UCITS). She is Belgium’s representative in the EMEA Centre for Regulatory Strategy.
In collaboration with