"Become and Stay Licensed” Hybrid Classroom
October 6th
Phoenix building, Boulevard du Roi Albert II, 1210 Brussels
How to become and stay licensed in Belgium ?
A ½ day classroom to maximize the efficiency of your company in obtaining or keeping a license in BelgiumIn half a day, you’ll learn what are the most important points to obtain and/or to keep a license for regulated services in Belgium. What is the logic and philosophy behind the licenses ? What are the hurdles and pitfalls ? How to increase the efficiency in the compliance function ?What could be the evolution of the compliance in our industry ?
For whom : This classroom is for startups and scale-ups who plan to apply for a license or who want to increase their compliance efficiency.
PROGRAMME
13:30 - Introduction
Offering regulated services/products and becoming licensed:
Understanding the regulatory perimeter
Building blocks of a license file
Hurdles and pitfalls
The challenge of compliance
Why be compliant?
The changing role of compliance and supervisory expectations
An efficient and effective compliance function
Development of the regulatory landscape:
Key events and themes
What to expect
End on 17:00
TRAINER: Caroline Veris
Caroline Veris , Partner FSI Governance, Regulation and Compliance at Deloitte .
Caroline focuses on regulatory & compliance advisory services for FSI.
This includes specialised services in the area of regulatory risk & strategy as well as compliance governance & organisation (regulatory watch, implementation of new requirements, compliance control & monitoring,...), combined with an in depth experience in conduct of business, products & services regulation (MiFID, IMD, PRIPs, AML, MAD, UCITS). She is Belgium’s representative in the EMEA Centre for Regulatory Strategy.
In collaboration with
PICTURES
